Search Result

401 - 420 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2011

REC 2A.2 Method of satisfying the RAP recognition requirements

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction