Search Result

321 - 340 of 836 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction