Search Result

321 - 340 of 893 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

…

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

…

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

…

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

…

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

…

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

…

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

…

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

…