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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally