Search Result

521 - 540 of 967 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

PR App 3.1

As Published: 2005

PR App 3.1

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations