Search Result

441 - 460 of 976 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background