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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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ICOBS 8.2 Motor vehicle liability insurers

As Published: 2008

ICOBS 8.2 Motor vehicle liability insurers

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

CASS 1A.2 CASS firm classification

RCB 2.3 Determination of registration

PR 5.5 Persons responsible for a prospectus

LR 2.2 Requirements for all securities

ICOBS 8.2 Motor vehicle liability insurers