Search Result

381 - 400 of 975 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation