Search Result

381 - 400 of 1098 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4