Search Result

341 - 360 of 934 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance