Search Result

341 - 360 of 580 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages