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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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