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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership