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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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PR App 1.1

REC 2.7 Access to facilities

PERG 8.4 Invitation or inducement

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COND 1.2 Purpose

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COND 2.4 Threshold condition 4: Adequate resources

PERG 8.36 Illustrative tables

DEPP 6A.1 Introduction

BIPRU 8.6 Consolidated capital resources

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.2A Publication of information by UK RIEs and RAPs

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order