Search Result

161 - 180 of 841 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives