Search Result

141 - 160 of 1060 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

PR App 3.1

As Published: 2005

PR App 3.1

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator