Search Result

141 - 160 of 726 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus