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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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