Search Result

1061 - 1080 of 1123 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose