Search Result

901 - 920 of 1059 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs