Search Result

901 - 920 of 958 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2011

REC 2A.3 Guidance on RAP recognition requirements

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

TC App 5.1

As Published: 2010

TC App 5.1

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints