Search Result

821 - 840 of 964 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

…

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

…

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

…

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

…

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

…

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

…

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

…

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

…

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

…

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

…

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

…

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

…

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

…

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

…

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

…

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

…

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

…

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

…