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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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SYSC 3.1 Systems and Controls

DTR 7.1 Audit committees

PERG 2.7 Activities: a broad outline

FEES 3.2 Obligation to pay fees

SUP 13A.3 Qualifications for authorisation under the Act

COBS 11.2 Best execution

REC 2.7 Access to facilities

SUP 13.4 Providing cross border services into another EEA State

SYSC 13.7 Processes and systems

LR 15.4 Continuing obligations

SUP 8.6 Publication of waivers

SUP 16.15 Reporting under the Electronic Money Regulations

CASS 1A.3 Responsibility for CASS operational oversight

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading