Search Result

741 - 760 of 961 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

…

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

…

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

…

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

…

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

…

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

…

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

…

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

…

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

…