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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions