Search Result

641 - 660 of 862 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping