Search Result

621 - 640 of 691 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations