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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs