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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

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PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

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MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

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SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

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