Search Result

601 - 620 of 1049 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

BIPRU 12.7 Liquid assets buffer

As Published: 2009

BIPRU 12.7 Liquid assets buffer

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets