Search Result

561 - 580 of 1070 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline