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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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