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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

As Published: 2006

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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