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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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