Search Result

481 - 500 of 543 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations