Search Result

461 - 480 of 1134 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose