Search Result

441 - 460 of 690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 1.1 Application

As Published: 2005

REC 1.1 Application

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs