Search Result

421 - 440 of 686 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

MCOB 6.2 Purpose

As Published: 2006

MCOB 6.2 Purpose

MCOB 6.6 Mortgages: offer documents in place of illustrations

As Published: 2006

MCOB 6.6 Mortgages: offer documents in place of illustrations