Search Result

361 - 380 of 1020 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels