Search Result

341 - 360 of 916 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention