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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2011

REC 2A.2 Method of satisfying the RAP recognition requirements

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration