Search Result

321 - 340 of 1070 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

PR App 3.1

As Published: 2005

PR App 3.1

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services