Search Result

321 - 340 of 1059 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA