Search Result

321 - 340 of 1058 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details