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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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