Search Result

281 - 300 of 808 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2011

REC 2A.3 Guidance on RAP recognition requirements

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs