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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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