Search Result

261 - 280 of 1000 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1