Search Result

241 - 260 of 1053 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

RCB 3.4 Covered Bond issuance notifications

As Published: 2008

RCB 3.4 Covered Bond issuance notifications

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches