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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application